SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. __)*

 

 

AnaptysBio, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

032724106

(CUSIP Number)

April 29, 2024

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Life Sciences Public Fund, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

611,746 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

611,746 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

611,746 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.2% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLSP, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

611,746 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

611,746 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

611,746 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.2% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLSP, L.L.C.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

611,746 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

611,746 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

611,746 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.2% (2)

12.  

 Type of Reporting Person (see instructions)

 

OO

 

(1)

Consists of 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Life Sciences Public Overage Fund, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

68,376 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

68,376 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

68,376 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Overage Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLSP Overage, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

68,376 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

68,376 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

68,376 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Overage Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLSP Overage, L.L.C.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

68,376 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

68,376 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

68,376 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

OO

 

(1)

Consists of 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Overage Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Life Sciences X, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

81,772 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

81,772 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

81,772 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 81,772 shares of Common Stock held directly by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLS X, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

81,772 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

81,772 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

81,772 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 81,772 shares of Common Stock held directly by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLS X, L.L.C.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

81,772 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

81,772 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

81,772 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

OO

 

(1)

Consists of 81,772 shares of Common Stock held directly by Frazier Life Sciences X, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Life Sciences XI, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

174,785 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

174,785 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

174,785 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.6% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLS XI, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

174,785 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

174,785 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

174,785 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.6% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHMLS XI, L.L.C.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

174,785 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

174,785 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

174,785 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.6% (2)

12.  

 Type of Reporting Person (see instructions)

 

OO

 

(1)

Consists of 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Healthcare VII, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

700,171 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

700,171 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

700,171 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.6% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. FHM VII, L.P. is the general partner of Frazier Healthcare VII, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Frazier Healthcare VII-A, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

199,529 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

199,529 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

199,529 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.7% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of 199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII-A, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHM VII, L.P.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

899,700 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

899,700 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

899,700 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

PN

 

(1)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

FHM VII, L.L.C.

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

Delaware

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

899,700 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

899,700 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

899,700 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

OO

 

(1)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

James N. Topper

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

80,812 shares (1)

   6.  

 Shared Voting Power

 

1,836,379 shares (2)

   7.  

 Sole Dispositive Power

 

80,812 shares (1)

   8.  

 Shared Dispositive Power

 

1,836,379 shares (2)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,917,191 shares (1)(2)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

7.0% (3)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of 80,812 shares of Common Stock that are held directly by James N. Topper.

(2)

Consists of (i) 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P., (ii) 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P., (iii) 81,772 shares of Common Stock held directly by Frazier Life Sciences X, L.P., (iv) 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. (v) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (vi)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public


  Overage Fund, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.
(3)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Patrick J. Heron

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

9,110 shares (1)

   6.  

 Shared Voting Power

 

1,836,379 shares (2)

   7.  

 Sole Dispositive Power

 

9,110 shares (1)

   8.  

 Shared Dispositive Power

 

1,836,379 shares (2)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,845,489 shares (1)(2)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

6.8% (3)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consist of 9,110 shares of Common Stock held by The Heron Living Trust 11/30/2004. Patrick J. Heron is the co-trustee of The Heron Living Trust 11/30/2004 and has voting and investment power over the shares held by The Heron Living Trust 11/30/2004.

(2)

Consists of (i) 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P., (ii) 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P., (iii) 81,772 shares of Common Stock held directly by Frazier Life Sciences X, L.P., (iv) 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. (v) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (vi)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public


  Overage Fund, L.P. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.
(3)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Albert Cha

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

680,122 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

680,122 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

680,122 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.5% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of (i) 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P., and (ii) 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Overage Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

James Brush

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

680,122 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

680,122 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

680,122 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

2.5% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of (i) 611,746 shares of Common Stock held directly by Frazier Life Sciences Public Fund, L.P., and (ii) 68,376 shares of Common Stock held directly by Frazier Life Sciences Public Overage Fund, L.P. FHMLSP, L.P. is the general partner of Frazier Life Sciences Public Fund, L.P. and FHMLSP, L.L.C. is the general partner of FHMLSP, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Fund, L.P. FHMLSP Overage, L.P. is the general partner of Frazier Life Sciences Public Overage Fund, L.P. and FHMLSP Overage, L.L.C. is the general partner of FHMLSP Overage, L.P. Patrick J. Heron, James N. Topper, Albert Cha and James Brush are the members of FHMLSP Overage, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences Public Overage Fund, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Daniel Estes

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

174,785 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

174,785 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

174,785 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

0.6% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of 174,785 shares of Common Stock held directly by Frazier Life Sciences XI, L.P. FHMLS XI, L.P. is the general partner of Frazier Life Sciences XI, L.P. and FHMLS XI, L.L.C. is the general partner of FHMLS XI, L.P. Patrick J. Heron, James N. Topper and Daniel Estes are the members of FHMLS XI, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences XI, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Alan Frazier

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

899,700 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

899,700 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

899,700 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Nader Naini

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

0 shares

   6.  

 Shared Voting Power

 

899,700 shares (1)

   7.  

 Sole Dispositive Power

 

0 shares

   8.  

 Shared Dispositive Power

 

899,700 shares (1)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

899,700 shares (1)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(2)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Nathan Every

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

4,623 shares (1)

   6.  

 Shared Voting Power

 

899,700 shares (2)

   7.  

 Sole Dispositive Power

 

4,623 shares (1)

   8.  

 Shared Dispositive Power

 

899,700 shares (2)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

904,323 shares (1)(2)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (3)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of 4,623 shares of Common Stock that are held directly by Nathan Every.

(2)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(3)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


CUSIP No. 032724106

 

 1.   

 Names of Reporting Persons

 

Brian Morfitt

 2.  

 Check the Appropriate Box if a Member of a Group (see instructions)

 (a) ☐  (b) ☒

 

 3.  

 SEC USE ONLY

 

 4.  

 Citizenship or Place of Organization

 

United States Citizen

Number of

Shares  Beneficially 

Owned by

Each

Reporting

Person

With:

   5.   

 Sole Voting Power

 

5,369 shares (1)

   6.  

 Shared Voting Power

 

899,700 shares (2)

   7.  

 Sole Dispositive Power

 

5,369 shares (1)

   8.  

 Shared Dispositive Power

 

899,700 shares (2)

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

905,069 shares (1)(2)

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row 9

 

3.3% (2)

12.  

 Type of Reporting Person (see instructions)

 

IN

 

(1)

Consists of 5,369 shares of Common Stock that are held directly by Brian Morfitt.

(2)

Consists of (i) 700,171 shares of Common Stock held directly by Frazier Healthcare VII, L.P. and (ii)199,529 shares of Common Stock held directly by Frazier Healthcare VII-A, L.P. FHM VII, L.P. is the general partner of both Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P. and FHM VII, L.L.C. is the general partner of FHM VII, L.P. Patrick J. Heron, James N. Topper, Alan Frazier, Nader Naini, Nathan Every and Brian Morfitt are the members of FHM VII, L.L.C. and therefore share voting and investment power over the shares held by Frazier Healthcare VII, L.P. and Frazier Healthcare VII-A, L.P.

(3)

Based on 27,318,644 shares of Common Stock outstanding on April 15, 2024, as set forth in the Issuer’s Proxy Statement on Schedule 14A as filed with the SEC on April 24, 2024.


Item 1(a).

Name of Issuer: AnaptysBio, Inc.

 

Item 1(b).

Address of Issuer’s Principal Executive Offices: 10770 Wateridge Circle, Suite 210, San Diego, CA 92121

 

Item 2(a).

Name of Person Filing: The entities and persons filing this statement (collectively, the “Reporting Persons”) are:

Frazier Life Sciences Public Fund, L.P. (“FLSPF”)

FHMLSP, L.P.

FHMLSP, L.L.C.

Frazier Life Sciences Public Overage Fund, L.P. (“FLSPOF”)

FHMLSP Overage, L.P.

FHMLSP Overage, L.L.C.

Frazier Healthcare VII, L.P. (“FH VII”)

Frazier Healthcare VII-A, L.P. (“FH VII-A”)

FHM VII, L.P.

FHM VII, L.L.C.

Frazier Life Sciences X, L.P. (“FLS X”)

FHMLS X, L.P.

FHMLS X, L.L.C.

Frazier Life Sciences XI, L.P. (“FLS XI”)

FHMLS XI, L.P.

FHMLS XI, L.L.C.

James N. Topper (“Topper”)

Patrick J. Heron (“Heron”)

Albert Cha (“Cha”)

James Brush (“Brush”)

Daniel Estes (“Estes”)

Alan Frazier (“Frazier”)

Nader Naini (“Naini”)

Nathan Every (“Every”)

Brian Morfitt (“Morfitt” and together with Topper, Heron, Cha, Brush, Estes, Frazier, Naini and Every, the “Members”)

 

Item 2(b).

Address of Principal Business Office or, if none, Residence:

The address and principal business office of the Reporting Persons is:

c/o Frazier Life Sciences Management, L.P.

1001 Page Mill Rd, Building 4, Suite B

Palo Alto, CA 94304

 

Item 2(c).

Citizenship:

 

   Entities:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FLSPF

FHMLSP, L.P.

FHMLSP, L.L.C.

FLSPOF

FHMLSP Overage, L.P.

FHMLSP Overage, L.L.C.

FH VII

FH VII-A

FHM VII, L.P.

FHM VII, L.L.C.

FLS X

FHMLS X, L.P.

FHMLS X, L.L.C.

FLS XI

FHMLS XI, L.P.

FHMLS XI, L.L.C.

 

 

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

  

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

Delaware, U.S.A.

 

   Individuals:

  Topper   -    United States Citizen


 

Heron

Cha

Brush

Estes

Frazier

Naini

Every

Morfitt

 

-

-

-

-

-

-

-

-

  

United States Citizen

United States Citizen

United States Citizen

United States Citizen

United States Citizen

United States Citizen

United States Citizen

United States Citizen

 

Item 2(d).

Title of Class of Securities: Common Stock

 

Item 2(e).

CUSIP Number: 032724106

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

  

☐   Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b)

  

☐   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

  

☐   Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);

(d)

  

☐   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

  

☐   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

  

☐   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

  

☐   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

  

☐   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

  

☐   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

  

☐   A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);

(k)

  

☐   Group, in accordance with §240.13d–1(b)(1)(ii)(K).

   If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:   

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

 

  (a)

Amount Beneficially Owned: See Row 9 of cover page for each Reporting Person.

 

  (b)

Percent of Class: See Row 11 of cover page for each Reporting Person

 

  (c)

Number of shares as to which the person has:

 

  (i)

Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person.

 

  (ii)

Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person.

 

  (iii)

Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person.

 

  (iv)

Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person.

 

Item 5.

Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.

 

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person

Not applicable.


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Each member of the group is identified on Exhibit A to this Schedule 13G amendment.

 

Item 9.

Notice of Dissolution of a Group

Not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: May 6, 2024     FRAZIER LIFE SCIENCES PUBLIC FUND, L.P.
    By: FHMLSP, L.P., its General Partner
    By: FHMLSP, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP, L.P.
    By: FHMLSP, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES PUBLIC OVERAGE FUND, L.P.
    By: FHMLSP Overage, L.P., its General Partner
    By: FHMLSP Overage, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP OVERAGE, L.P.
    By FHMLSP Overage, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP OVERAGE, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER HEALTHCARE VII, L.P.
    By: FHM VII, L.P., its General Partner
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER HEALTHCARE VII-A, L.P.
    By: FHM VII, L.P., its General Partner
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer


Date: May 6, 2024     FHM VII, L.P.
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHM VII, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES XI, L.P.
    By: FHMLS XI, L.P., its General Partner
    By: FHMLS XI, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS XI, L.P.
    By: FHMLS XI, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS XI, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES X, L.P.
    By: FHMLS X, L.P., its General Partner
    By: FHMLS X, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS X, L.P.
    By: FHMLS X, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS X, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     By:   *
      James N. Topper
Date: May 6, 2024     By:   *
      Patrick J. Heron


Date: May 6, 2024     By:   *
      Alan Frazier
Date: May 6, 2024     By:   *
      Nader Naini
Date: May 6, 2024     By:   *
      Nathan Every
Date: May 6, 2024     By:   *
      Brian Morfitt
Date: May 6, 2024     By:   **
      Albert Cha
Date: May 6, 2024     By:   **
      James Brush
Date: May 6, 2024     By:   ***
      Daniel Estes
Date: May 6, 2024     By:   /s/ Steve R. Bailey
      Steve R. Bailey, as Attorney-in-Fact

 

*

This Schedule 13G was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on March 29, 2016.

**

This Schedule 13G was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on August 16, 2021.

***

This Schedule 13G was executed by Steve R. Bailey on behalf of the individual listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on April 18, 2022.


Exhibit Index

Exhibit A - Agreement regarding filing of joint Schedule 13G.

EX-99.A

EXHIBIT A

AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Stock of AnaptysBio, Inc.

 

Date: May 6, 2024     FRAZIER LIFE SCIENCES PUBLIC FUND, L.P.
    By: FHMLSP, L.P., its General Partner
    By: FHMLSP, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP, L.P.
    By: FHMLSP, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES PUBLIC OVERAGE FUND, L.P.
    By: FHMLSP Overage, L.P., its General Partner
    By: FHMLSP Overage, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP OVERAGE, L.P.
    By FHMLSP Overage, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLSP OVERAGE, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER HEALTHCARE VII, L.P.
    By: FHM VII, L.P., its General Partner
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer


Date: May 6, 2024     FRAZIER HEALTHCARE VII-A, L.P.
    By: FHM VII, L.P., its General Partner
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHM VII, L.P.
    By: FHM VII, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHM VII, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES XI, L.P.
    By: FHMLS XI, L.P., its General Partner
    By: FHMLS XI, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS XI, L.P.
    By: FHMLS XI, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS XI, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FRAZIER LIFE SCIENCES X, L.P.
    By: FHMLS X, L.P., its General Partner
    By: FHMLS X, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS X, L.P.
    By: FHMLS X, L.L.C., its General Partner
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer
Date: May 6, 2024     FHMLS X, L.L.C.
    By:   /s/ Steve R. Bailey
      Steve R. Bailey, Chief Financial Officer


Date: May 6, 2024     By:   *
      James N. Topper
Date: May 6, 2024     By:   *
      Patrick J. Heron
Date: May 6, 2024     By:   *
      Alan Frazier
Date: May 6, 2024     By:   *
      Nader Naini
Date: May 6, 2024     By:   *
      Nathan Every
Date: May 6, 2024     By:   *
      Brian Morfitt
Date: May 6, 2024     By:   **
      Albert Cha
Date: May 6, 2024     By:   **
      James Brush
Date: May 6, 2024     By:   ***
      Daniel Estes
Date: May 6, 2024     By:   /s/ Steve R. Bailey
      Steve R. Bailey, as Attorney-in-Fact

 

*

This Agreement was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on March 29, 2016.

**

This Agreement was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on August 16, 2021.

***

This Agreement was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on April 18, 2022.